Senior Paralegal – Overview The Senior Paralegal will be a quick learner, flexible, pro‑active, organized, and detail‑oriented, and will work closely and collaboratively with the Deputy General Counsel and Counsel on all aspects of maintaining compliance under federal and state laws and regulations for the organization’s registered securities products and non‑registered insurance products. This role supports the Legal & Compliance Team and requires handling SEC filings via EDGAR Next, state insurance product filings via SERFF, and FINRA rules. Key Responsibilities Manage the processes associated with drafting, updating, and filing various insurance product documents with the SEC and state insurance departments. Complete and file periodic regulatory filings as required. Renew and maintain insurance company licensing with the states. Coordinate preparation of materials for board meetings. Maintain up‑to‑date 50‑state surveys of laws related to powers of attorney, guardianships/conservatorships, and other applicable state laws. Analyze documents for compliance with state laws, regulations, and case law. Respond to requests for information. Perform legal research and compile data. Monitor changes in securities laws applicable to variable insurance products and insurance laws and regulations. Occasionally work outside of regular office hours. Knowledge, Skills, and Abilities Bachelor’s degree or equivalent; paralegal certification preferred. Five (5) or more years of experience as a corporate paralegal or substantially equivalent experience performing the responsibilities described above. Knowledge of federal securities laws and regulations applicable to variable insurance products. Knowledge of state insurance laws and regulations. Experience with SEC filings using EDGAR and/or EDGAR Next. Experience with state insurance product filings using SERFF. Experience with FINRA rules and regulations applicable to broker‑dealers. Experience conducting legal research online (e.g., using Lexis, Westlaw, or other tools). Proficiency with Microsoft Office Suite, including Word, Excel, PowerPoint, and Teams. Dedication to teamwork and mutual respect. Benefits Competitive compensation, benefits, current hybrid work schedule and a generous PTO package. The position is located at our West Chester, PA office. #J-18808-Ljbffr
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